Mentor Profile - Chen Yanjiao
I. Basic Information
Name: Chen Yanjiao
Political Status: Member of Communist Party of China
Last Degree: Doctor of Management
Job Title: Professor
Research Field: Internal Audit and Internal Control
Teaching Curriculum: Instruct undergraduate in curriculums including Internal Audit, Internal Control, Internal Audit Cases; instruct postgraduate in curriculums like Corporate Governance and Internal Auditing in Chinese version and English version respectively, and Studies in Internal Audit Cases.
Office: No.314 Minxing Building
E-mail: cyj@nau.edu.cn
Postal Address: No.86 West Yushan Road, Pukou District, Nanjing City
Postal Code: 211815
II. Educational Background
From September, 1990 to July, 1994, Bachelor of Economics in International Finance in Dongbei University of Finance and Economics
From April, 1997 to March, 1993, Master of Management in Accounting in Tianjin University of Finance and Economics
From September, 2004 to June, 2007, Doctor of Management in Agricultural Economics and Management in China Agricultural University
From September, 2013 to December, 2013, advanced studies in University of Virginia in USA
III. Working Experience
From August, 1994 to now, Lecturer, Associate Professor, Professor and the Head of Internal Audit Department in Nanjing Audit University
From August, 1995 to February, 1996, engaged in international settlement work in the International Business Department in Nanjing ICBC
From March, 2007 to March, 2008, engaged in internal audit work in China Institute of Internal Audit in National Audit Office
IV. Lead and Participate in the Project
(I) Lead the project
1. The key research subject of National Audit Office for 2019 to 2020, research on the internal audit theory basis in the new era (1903), from August, 2019 to December, 2020, presenter
2. The tender subject of the National Health and Family Planning Commission, research on the internal audit working methods of health and family planning system (CHEA), from September, 2015 to October, 2016, presenter
3. The internal audit research subject of National Audit Office for 2015 to 2016, research on fraud audit (1507), from August, 2015 to December, 2016, presenter
4. IIA, the fund project of international internal audit academic development for 2015 to 2016, from June, 2015 to December, 2016, presenter
5. Subject entrusted by Jiangsu Provincial Party Committee of the Communist Youth League, the building of internal controls system in administrative institutions, from February, 2017 to October, 2017, presenter
6. IAA, the fund program of the international internal audit academic development for 2014 to 215, from September, 2014 to March, 2016, presenter
7. The key research subject in National Audit Office from 2012 to 2013, the audit theory framework research for socialism with Chinese characteristics (12SJ04001), from June, 2012 to June, 2013, sub-project presenter
8. Subject entrusted by the China Southern Power Grid Corporation Ltd., internal audit system research of China Southern Power Grid Corporation Ltd., from July, 2013 to November, 2013, presenter
9. Subject entrusted by the Ministry of Health, internal audit operational guidance in health system, from April, 2011 to September, 2012, presenter
10. The significant project in key research base of philosophy and social science in colleges and universities in Jiangsu, research on strategic issues of China internal audit development, from 2010 to December, 2012, sub-project principal
11. The funded project of philosophy and social science for colleges and universities in 2011 supported by Jiangsu Provincial Education Department, research on the value-added internal audit mechanism and realization route selection, from July, 2010 to June, 2012, presenter
12. Subject entrusted by the Ministry of Agriculture, research of financial crises warning system for enterprises in reclamation areas directly under the Ministry of Agriculture, from July, 2005 to July, 2007, presenter
13. Subject entrusted by the Zhejiang Tianze Audit Information Consulting Co., Ltd., recording of internal audit video course, from January, 2015 to June, 2015, presenter
14. The establishment of the subject of internal audit and social audit (Z**) for postgraduates in Chinese, from December, 2016 to December, 2018, presenter
15. The establishment of the subject of Corporate Governance and Internal Auditing for postgraduates (overseas students) in English (YJS12016), from June, 2012 to December, 2014, presenter
16. The establishment of the general subject of higher education research in the school-level in 2012, research on the training mode of the internal audit elite talents: the operation and enlightenment of IAEP project (J**), from November, 2012 to November, 2013, presenter
17. The subject of Nanjing Audit University, research on financial credit risks issues in agricultural policies, from May, 2005 to May, 2006, presenter
18. The bilingual teaching project of Nanjing Audit University, international settlement, from June, 2002 to June, 2004, presenter
(II) Participate in the project
Agricultural Development Bank of China, research on ADBC internal audit working mechanism, from November, 2016 to April, 2017, participant (consultant expert)
2. The horizontal project of China Huaneng Group, the reform of the establishment of internal audit organization, from 2010 to 2011, participant
3. The fund program of philosophy and social science for colleges and universities in 2009 in Jiangsu Provincial Education Department, research on internal audit quality issues - based on the perspective of audit behavioral agent, the first participant
4.The research project of National Audit Office, research on national audit and national economic security issues, from July, 2008 to July, 2009, participant
5. The national social science fund project, research on the policy in the economic transformation of depleted resource area - based on the perspective of complicated science, from June, 2007 to June, 2009, the fourth participant
6. The fund program of science for the post-doctoral, research on the needs of farmer households risk avoidance and agricultural insurance systems in policy, from April, 2007 to April, 2009, the third participant
7. The subject of Poverty Alleviation Office in State Council, research on the combined mechanism of the project of poverty alleviation and the project of talent supports in the key counties of national poverty alleviation projects in the west areas, from March, 2005 to September, 2005, the third participant
8. The research project of general project in the audit university, research on the docking of financial audit and the change of banks operation mode after acceding to WTO, from 2003 to 2004, the second participant
9. The educational reform project phase II for a new century in Nanjing Audit University, research on professional talents training in finance, from December, 2003 to January, 2004, the first participant
10. The educational reform project phase I for a new century in Nanjing Audit University, the simulation software of international settlement teaching, from April, 2002 to December, 2005, primary producer
11. The project of Jiangsu Provincial Education Department, financial computerizing risk and its risk control, from July, 2000 to November, 2002, the third participant
12. The research project of humanities and social science in Jiangsu Province, the demonstration of no-arbitrage balanced analysis applied in China, from July, 2000 to December, 2002, the third participant
13. The project in Nanjing Audit University, state-loan for students, from 2000 to October, 2002, the first participant
V. Published Papers
Chen Yanjiao. The subjective analysis of applying internal audit results. China Audit Newspaper, June 3, 2020
Chen Yanjiao and Zhang Ruixin. With the help of audit strength to enhance the efficiency of auditing public emergency. China Audit Newspaper, May 6, 2020
3.Chen Yanjiao and Zhang Lanlkan. Research on media focus, government audit and financial security. Audit & Economy Research, 2019 (1)
4. Chen Yanjiao. Research on the subject and responsibility of audit rectification. China Audit Newspaper, December 18, 2019
5. Chen Yanjiao. The development course of China internal audit since the introduction of the reform and opening. Audit Observation, 2019 (1)
6. Chen Yanjiao and Xie Tong. Optimization strategy of internal audit informatization in administrative institutions. China Audit Newspaper, December 19, 2018
7. Chen Yanjiao and Shen Aihua. The new thinking of internal audit development in enterprises for a new era. Audit Observation, 2018 (2)
8 Chen Yanjiao and Shen Aihua. The system analysis and strategy in fraud audit flaws carried out by internal audit. Quarterly Journal of Internal Check (Taiwan), September, 2017
9. Chen Yanjiao and Yuan Huimin. The investigation of operation procedure of fraud audit. China Audit Newspaper, May 24, 2017 (reprinted as a whole by Audit Digression for the 8th volume, 2017)
10. Chen Yanjiao and Shen Aihua. The thinking of fraud audit thinking, approaches and methods applied in the audit work. China Audit Newspaper, August 30, 2017
11. Chen Yanjiao and Chen Zhimin. Accelerate the building of the information system of internal audit management. China Audit Newspaper, March 1, 2017
12. Chen Yanjiao and Chen Zhimin. Great roles played by internal audit in the full audit coverage. China Audit Newspaper, August 17, 2016
13. Chen Yanjiao and Zhang Lanlan. The discussion of the development of internal audit innovation in the health and family planning system. China Audit Newspaper, May 11, 2016
14. Zheng Shiqiao and Chen Yanjiao. The goal theory of behavioral audit: The theory framework and example analysis. Friends of Accounting, 2016 (9)
15. Chen Yanjiao and Chen Zhimin. The job rotation of internal audit personnel: The analysis based on the questionnaire. China Internal Audit, 2015(7) (reprinted as a whole as an article in the cover by Audit Digression)
16. Zhang Yongchun, Chen Yangjiao and Shao Yi, ect. Research on increasing the value of the organization for audit of the public security against the backdrop of the big data - take Public Security Audit Department in Jiangsu for example. China Internal Audit, 2015 (3)
17. Chen Yanjiao and Lv Ping. Research on credit risk management of commercial banks' micro-credit. China Internal Audit, 2013 (10)
18. Chen Yanjiao, Wu Chunmei and Wei Guoying. Research on audit basic theory for socialism with Chinese characteristics. Economics Dynamic, 2012 (12)
19. Chen Yanjiao. The relations of internal audit report: anchor and architecture of cultural route theory. Modern Finance and Economics, 2012 (12)
20. Chen Yanjiao. Research on the classification of internal audit business - the analysis based on the questionnaire. Review of Economic Research, 2012 (11)
21. Chen Yanjiao. Research on increasing values of internal audit based on the game analysis. Sea of Learning, 2012 (2)
22. Chen Yanjiao. The new conception of the design scheme of the reforming the graduation projects for the undergraduates in colleges and universities. Jiangsu Higher Education, 2011 (5)
23. Chen Yanjiao. The communication between internal audit personnel and senior management. China Internal Audit, 2011 (2)
24. Chen Yanjiao. The analysis of warning judgement of state-owned farmland financial crisis. China Agricultural Accounting, 2009 (3)
25. Chen Yanjiao and Yi Renping. Research on the route realized by the immune system of financial audit. Audit Research, 2009 (3)
26. Chen Yanjiao. The risk of transferable credits business for importers. China Internal Audit, 2007 (9)
27. Chen Yanjiao. Research on the demonstration of state-owned farmland financial crisis warning based on factor analysis. Economic Issues, 2007 (5)
28. Chen Yanjiao and Qiao Juan. The architecture of the quantitative analysis of the warning of state-owned farmland financial crisis. China Agricultural Economic Review, 2007 (2)
29. Chen Yanjiao. The analysis of the risk transmission of financial crisis for enterprises. China Audit Newspaper, 2006 (8)
30. Chen Yanjiao. The factor and prevention of financial crisis for agricultural enterprises. China Agricultural Accounting, 2006 (7)
31. Chen Yanjiao and Qiaojuan. The present situation, existing problems and responding policies of utilizing foreign capital in Chinese agriculture. World Agriculture, 2005 (2)
32. Chen Yanjiao and Di Donghui. The thinking of improving new rural cooperative medical systems. China Audit Newspaper, 2005 (12)
33. Luo Qiang and Chen Yanjiao. The evaluation of agricultural land value and compensation for land acquisition. China Agricultural Reclamation, 2005 (4)
34. Chen Yanjiao and Dou Zhi. The analysis of skills for enterprise merger and acquisition and financing. China Foreign Exchange Management, 2005 (5)
35. Chen Yanjiao. The thinking on the efficiency of commercial banks’ loan audit. China Audit Newspaper, 2004 (12)
36. Chen Yanjiao. The discussion of domestic credits business in China. The Newspaper of China Decision Reference, 2004 (3)
37. Chen Yanjiao. The thinking of bilingual teaching in the financial major in colleges and universities. Market Weekly, 2004 (3)
38. Chen Yanjiao. A dispute caused by a later presentation of documents. Foreign Trade Practice, 2004 (3)
39. Chen Yanjiao. A attempted discussion of the way-out of Japanese economy getting rid of the difficulties. Japanese Research, 2004 (1)
40. Chen Yanjiao. Whether declaration is required for the receipts delivered in deadline. China Foreign Exchange Management, 2004 (1)
41. Chen Yanjiao. The main factors that affect the development of domestic personal housing loan. Journal of Shandong Institute of Business and Technology, 2003 (5)
42.Chen Yanjiao. The thinking caused by the loss of international trade settlement receipts. Foreign Trade Practice, 2003 (9)
43. Chen Yanjiao. The reason for state loan for students hard to forge ahead. China Audit Newspaper, 2003 (12)
44. Chen Yanjiao. The thinking caused by the loss of international settlement receipts. China Audit Newspaper, 2003 (6)
45. Chan Yanjiao. The thinking on the personal credit issues in China. Market Weekly, 2003 (1)
46. Chen Yanjiao. The discussion of client manager system in the banks. Audit and Economy Research, 2001 (6)
47. Chen Yanjiao. The discussion of maintaining Hongkong linked exchange rate system. Finance and Trade, 1999 (5)
48. Chen Yanjiao. The impact of launching euro on China. Audit and Economy Research, 1998 (5)
VI. Reward for Scientific Research
1. Ministry of Education. The first prize of the eighth science research famous achievement (humanities and social science) in higher institutions on July 1, 2020
2. The Department of Planning and Finance of National Health and Family Planning Commission and China Society of Health Economics. The first prize of science research on May 1, 2016
3. China Institute of Internal Audit. The first prize of the outstanding paper in the discussion of internal audit theory in China on June 2, 2014
4. China Institute of Internal Audit. The second prize of outstanding paper in the discussion on the application of national risk-oriented audit in the risk management on January 1, 2008
VII. Published Works
1. Chen Yanjiao and Zheng Shiqiao. Research on the demonstration of environmental uncertainty, opportunist, and capital budget. Economic Science Press. 2011
2. Chen Yanjiao, Ju Jie, Wang Xiaozhen, Yang Jing and Li Man. Research on the basic theory of internal audit. 2012
3. Chen Yanjiao, etc. The operational guidance of internal audit in the health system. 2012
导师简介——陈艳娇
基本情况
姓名：陈艳娇
政治面貌：党员
最后学位：管理学博士
职称： 教授
研究领域：内部审计、内部控制
教学课程：讲授本科生《内部审计学》、《内部控制学》、《内部审计案例》等课程；讲授研究生《公司治理与内部审计》、《内部审计案例研究》、《Corporate Governance and Internal Auditing》等课程。
办公室：敏行楼314
E-mail：cyj@nau.edu.cn
通讯地址：南京市浦口区雨山西路86号
Zip Code: 211815
邮编：211815
学习简历
1990.09 - 1994.07东北财经大学国际金融专业经济学学士
1997.04- 1999.03天津财经大学会计学专业管理学硕士
2004.09- 2007.06 中国农业大学农业经济管理专业管理学博士
2013.09- 2013.12美国弗吉尼亚大学进修学习
三、工作简历
1994.08-现在 南京审计大学，讲师、副教授、教授，内部审计系主任
1995.08-1996.02南京市工商银行国际业务部，从事国际结算工作
2007.03-2008.03 审计署中国内部审计协会，从事内部审计工作
主持参与课题
主持课题
1.审计署2019-2020年度内部审计重点科研立项课题,新时代内部审计基础理论研究(1903),2019.08-2020.12，主持人
2.国家卫计委招标课题，卫生计生系统内部审计工作方法研究(CHEA)，2015.09-2016.10，主持人
3.审计署2015-2016年度内部审计科研课题,舞弊审计研究(1507)，2015.08-2016.12，主持人
4.国际内部审计协会IIA,国际内部审计学术发展2015-2016基金项目，2015.06－2016.12，主持人
5.共青团江苏省委委托课题，行政事业单位内部控制体系建设，2017.02－2017.10，主持人
6.国际内部审计协会IIA,国际内部审计学术发展2014-2015基金项目，2014.09－2016.03，主持人
7.审计署关于2012至2013年度重点科研课题，中国特色社会主义审计理论框架研究(12SJ04001),2012.06-2013.06,子课题主持人
8.中国南方电网有限责任公司委托课题, 中国南方电网有限责任公司内部审计体系研究,2013.07-2013.12,主持人
9.卫生部委托课题,卫生系统内部审计操作指南，2011.4—2012.9，主持人
10.江苏高校哲学社会科学重点研究基地重大项目，中国内部审计发展若干战略问题研究，2010-2012.12，子课题负责人
11.江苏省教育厅2010年度高校哲学社会科学研究基金资助项目，增值型内部审计机理研究与实现路径选择，2010.07-2012.06，主持人
12.农业部委托课题,农业部直属垦区企业财务危机预警系统研究，2005.07—2007.07，主持人
13.浙江天泽审计信息咨询有限公司委托课题，内部审计视频课程录制，2015.01－06，主持人
14．研究生中文的《内部审计与社会审计》课题立项建设(Z**),2016.12－2018.12,主持人
15．研究生英文的《公司治理与内部审计》（留学生）课题立项建设(YJS12016),2012.06-2014.12,主持人
16.2012年校级高等教育研究一般课题立项,内部审计精英人才培养模式研究:IAEP项目的运作与启示(J**)，2012.11-2013.11,主持人
17.南京审计学院课题,农业政策性金融信贷风险问题研究，2005.05—2006.05，主持人
18．南京审计学院双语教学项目,国际结算，2002.06-2004.06，主持人
参与课题
1.中国农业发展银行，农发行内部审计工作机制研究，2016.11-2017.4，参与人（咨询专家）
2．华能集团横向课题，内部审计组织机构设置改革，2010-2011，参与人
3．江苏省教育厅2009年高校哲学社会科学基金项目，内部审计质量问题研究——基于审计行为主体视角，第一参与人
4．审计署研究课题,国家审计与国家经济安全问题研究，2008.07—2009.07 ，参与人
5．国家社会科学基金项目,资源枯竭地区经济转型扶持政策研究—基于复杂性科学的视角，2007.06—2009.06，第四参与人
6．博士后科学基金课题,农户风险规避需求与政策性农业保险制度研究， 2007.04---2009.04，第三参与人
7．国务院扶贫办课题,研究西部地区国家扶贫工作重点县扶贫与扶智、扶贫项目与人才支持项目相结合的机制，2005.03—2005.09 ，第三参与人
8．审计学院一般项目课题的科研究项目,金融审计与入世后银行运作模式变化的对接性研究，2003——2004，第二参与人
9．南京审计学院新世纪教改工程二期项目,金融学专业人才培养研究,2003.12—2004.01,第一参与人
10．南京审计学院新世纪教改工程一期项目,国际结算教学模拟软件， 2002.04—2005.12，主要制作人
11．江苏省教育厅课题,金融电子化风险及其风险控制，2000.07—2002.11，第三参与人
12．江苏省人文社会科学研究项目,无套利均衡分析在中国运用的实证，2000.07—2002.12，第三参与人
13．南京审计学院课题,国家助学贷款，2000—2002.10，第一参与人
发表论文
陈艳娇.内部审计结果运用的主体分析.中国审计报，2020年6月3日
2.陈艳娇，张睿昕.借助内审力量 提升公共突发事件审计效率.中国审计报，2020年5月6日
3.陈艳娇，张兰兰.媒体关注、政府审计与财政安全研究.审计与经济研究，2019（1）
4.陈艳娇.审计整改的主体及其职责研究.中国审计报，2019年12月18日
5.陈艳娇.改革开放以来我国内部审计的发展历程.审计观察，2019（1）
6.陈艳娇,谢童.行政事业单位内部审计信息化优化策略.中国审计报，2018年12月19日
7.陈艳娇,沈爱华.新时代企业内部审计发展新思考.审计观察，2018（2）
8.陈艳娇,沈爱华.内审开展舞弊审计缺陷的制度分析及策略.内部稽核季刊（台湾），2017年9月
9.陈艳娇,袁惠民.舞弊审计的操作流程浅探.中国审计报，2017年5月24日（审计文摘2017年第8期全文转载）
10.陈艳娇,沈爱华.内审工作中运用舞弊审计思维、方法与手段的思考.中国审计报，2017年8月30日
11.陈艳娇,陈智敏.应加快内审管理信息系统建设.中国审计报，2017年3月1日
12.陈艳娇,陈智敏.内审在审计全覆盖中大有作为.中国审计报.2016年8月17日
13.陈艳娇,张兰兰.对卫计系统内审创新发展的探讨.中国审计报，2016年5月11日
14.郑石桥,陈艳娇.行为审计目标论：理论框架及例证分析.会计之友，2016（09）
15.陈艳娇,陈智敏.内部审计人员岗位轮换：基于问卷调查的分析.中国内部审计，2015（7）（《审计文摘》作为封面文章全文转载）
16.张永春,陈艳娇,邵尹等.大数据背景下公安审计增加组织价值研究——以江苏省公安审计部门为例.中国内部审计，2015（3）
17．陈艳娇,吕萍.商业银行小额信贷信用风险管理研究.中国内部审计，2013（10）
18.陈艳娇,吴春梅,魏国英.中国特色社会主义审计基础理论研究.经济学动态，2012（12）
19.陈艳娇.内部审计报告关系：锚定和文化路径理论架构.现代财经，2012（12）
20.陈艳娇.内部审计业务分类研究——基于问卷调查的分析.经济研究参考，2012（11）
21.陈艳娇.基于博弈分析的内部审计增值研究.学海，2012（2）
22.陈艳娇.高校本科生毕业论文改革设计方案新构思.江苏高教，2011（5）
23.陈艳娇.内部审计人员与高层管理者的沟通. 中国内部审计，2011（2）
24.陈艳娇.国有农场财务危机预警判别分析.中国农业会计，2009（3）
25.陈艳娇,易仁萍.金融审计免疫系统功能实现的路径研究.审计研究，2009（3）
26.陈艳娇.可转让信用证业务中进口商的风险.中国内部审计,2007(9)
27.陈艳娇.基于因子分析的国有农场财务危机预警实证研究.经济问题，2007(5)
228.陈艳娇,乔娟.国有农场财务危机预警定量分析系统的构建.中国农业经济评论，2007(2)
29.陈艳娇.企业财务危机的风险传导分析.中国审计报,2006(8)
30.陈艳娇.农业企业财务危机成因及防范.中国农业会计,2006(7)
31.陈艳娇，乔娟.中国农业利用外资的现状、存在问题及对策分析.世界农业,2005(2)
32.陈艳娇，邸东辉.对完善农村新型合作医疗制度的思考.中国审计报,2005(12)
33.罗强，陈艳娇.农用土地价值评估和征地补偿.中国农垦,2005(4)
34.陈艳娇.斗智:企业并购融资技巧分析.中国外汇管理,2005(5)
35.陈艳娇.关于商业银行贷款审计效率的思考.中国审计报,2004(12)
36.陈艳娇.浅议我国的国内信用证业务.中国决策参考报,2004(3)
37.陈艳娇.高等院校金融专业双语教学的若干思考.市场周刊,2004(3)
38.陈艳娇.一起“逾期交单”引起的纠纷.对外经贸实务,2004(3)
39.陈艳娇.试论日本经济摆脱困境的出路.日本研究,2004(1)
40.陈艳娇.单据在期限内提交是否需要声明.中国外汇管理,2004(1)
41.陈艳娇.影响我国个人住房贷款发展的主要因素.山东工商学院学报,2003(5)
42.陈艳娇.国际贸易结算单据遗失引起的思考.对外经贸实务,2003(9)
43.陈艳娇.国家助学贷款缘何难以推进.中国审计报,2003(12)
44.陈艳娇.一起国际贸易结算单据遗失案引起的思考.中国审计报,2003(6)
45.陈艳娇.关于我国个人信用问题的思考.市场周刊，2003（1）
46.陈艳娇.论银行客户经理制.审计与经济研究,2001（6）
47.陈艳娇.试论维护香港联系汇率制.财金贸易,1999（5）
48.陈艳娇.欧元启动对中国的影响.审计与经济研究,1998（5）
六、科研奖励
1.教育部.第八届高等学校科学研究优秀成果奖（人文社会科学）一等奖. 2020年，1/7
2.国家卫计委规财司和中国卫生经济学会.科学研究一等奖.2016，1/5
3.中国内部审计协会.全国内部审计理论研讨优秀论文一等奖.2014，2/6
4.中国内部审计协会.全国风险导向审计在风险管理中的应用理论研讨优秀论文二等奖.2008，1/1
七、出版著作
1.陈艳娇、郑石桥.环境不确定性、机会主义和资本预算实证研究.经济科学出版社，2011
2. 陈艳娇，剧杰，王晓震，杨婧，李曼.内部审计基本理论研究.2012
3.陈艳娇等.卫生系统内部审计操作指南.卫生出版社.2012
